Search: SEC
RBA Glossary definition for SEC
SEC – Securities and Exchange Commission
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Securitisation and the Commercial Property Cycle
10 Dec 2012
Conferences
PDF
1300KB
RBA Conference Volume 2012
https://www.rba.gov.au/publications/confs/2012/pdf/packer-riddiough.pdf
How the Private Sector Can Improve Public Transportation Infrastructure
27 Jul 2014
Conferences
PDF
191KB
RBA Conference Volume 2014
https://www.rba.gov.au/publications/confs/2014/pdf/winston.pdf
Equity Risk
1 Dec 1994
RDP
9408
The SEC rules require that capital of 15 per cent be held against the gross position of the portfolio. ... The SEC approach does not attempt to separate risks into specific and general market risk.
https://www.rba.gov.au/publications/rdp/1994/9408/equity-risk.html
Appendix A: Influences on Growth
1 Oct 1995
RDP
9507
school enrolment rate (SEC), average investment share of GDP (INV) and the average number of revolutions and coups per year (REVC). ... SEC is excluded, while for the LZ 1960–73 regression, LSEC is excluded.
https://www.rba.gov.au/publications/rdp/1995/9507/appendix-a.html
Alternative Models of Financial System Development | Conference – 1996
9 Jul 1996
Conferences
No restrictions. No restrictions. No restrictions. General. SEC notification required for 5 per cent ownership. ... First, all entities acquiring 5 per cent or more of a company are required to file with the SEC, outlining the group's plans and revealing
https://www.rba.gov.au/publications/confs/1996/prowse.html
Alternative Models of Financial System Development
7 Dec 2006
Conferences
PDF
94KB
RBA Conference Volume 1996
https://www.rba.gov.au/publications/confs/1996/pdf/prowse.pdf
The Supervisory Treatment of Banks’ Market Risk
30 Nov 2009
RDP
PDF
76KB
THE SUPERVISORY TREATMENT OF BANKS' MARKET RISK. Stephanie Weston and Brian Gray. Research Discussion Paper9408. December 1994. Bank Supervision Department. Reserve Bank of Australia. The authors would like to thank colleagues for their input into
https://www.rba.gov.au/publications/rdp/1994/pdf/rdp9408.pdf
International and Foreign Exchange Markets
10 Aug 2010
SMP
– August 2010
In response, the Securities and Exchange Commission (SEC) has suspended until January 2011 the requirement that publicly issued asset-backed bonds include ratings in the associated documentation. ... This penalty is the largest assessed by the SEC
https://www.rba.gov.au/publications/smp/2010/aug/intl-fx-mkts.html
Regulating the New Financial Markets | Conference – 1996
9 Jul 1996
Conferences
RBA Annual Conference – 1996 Regulating the New Financial Markets Richard Dale. 1. Introduction. Financial markets have been transformed over the past two decades by three key developments. Firstly, the dismantling of barriers to international
https://www.rba.gov.au/publications/confs/1996/dale.html
International and Foreign Exchange Markets
5 Aug 2010
SMP
– August 2010
PDF
560KB
https://www.rba.gov.au/publications/smp/2010/aug/pdf/intl-fx-mkts.pdf