Search: ASIC
RBA Glossary definition for ASIC
ASIC – Australian Securities and Investments Commission. One of three Australian Government bodies (the others being the Australian Prudential Regulation Authority and the Reserve Bank of Australia) that regulates financial services. ASIC is the national regulator of Australia's companies. ASIC has responsibility for market protection and consumer integrity issues across the financial system.
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The Australian Financial System
8 Apr 2022
FSR
– April 2022
In November 2021, the Australian Securities and Investments Commission (ASIC) concluded an investigation into an outage affecting the Australian Securities Exchange (ASX) market in late 2020. ... ASIC and the Reserve Bank view outages of this nature with
https://www.rba.gov.au/publications/fsr/2022/apr/australian-financial-system.html
Annex | Central Clearing of OTC Derivatives in Australia June 2011 | Consultations
7 Jun 2011
Consultations
where ASIC considers that the overseas financial service provider is subject to equivalent regulation in its home jurisdiction. ... In the first instance, ASIC has responsibility for considering an application for a market licence, and is also
https://www.rba.gov.au/publications/consultations/201106-otc-derivatives/annex.html
Domestic Regulatory Developments
8 Oct 2021
FSR
– October 2021
Financial Stability Review – October 20214. Domestic Regulatory Developments. Australia's key financial regulatory agencies – the Australian Prudential Regulation Authority (APRA), the Australian Securities and Investments Commission (ASIC), the
https://www.rba.gov.au/publications/fsr/2021/oct/regulatory-developments.html
Domestic Regulatory Developments
7 Oct 2022
FSR
– October 2022
the Australian Securities and Investments Commission (ASIC); the Australian Treasury; and the Reserve Bank of Australia. ... The CFR has discussed the repeated delays to the project, and ASIC and the Reserve Bank have welcomed an external review of the
https://www.rba.gov.au/publications/fsr/2022/oct/regulatory-developments.html
Labour-Productivity Growth and Relative Wages: 1978–1994 | Conference – 1995
31 Dec 1978
Conferences
made difficult due to changes in industry definitions brought about by the switch from ASIC to ANZSIC classifications. ... b) ASIC and ANZSIC data have been used to construct the percentage changes.
https://www.rba.gov.au/publications/confs/1995/lowe.html
Box D: Cyber Risk
20 Oct 2018
FSR
– October 2018
Through their roles as supervisors of financial market infrastructures (FMIs), the Reserve Bank and the Australian Securities and Investments Commission (ASIC) have powers to ensure that FMIs have effective controls to ... More broadly, ASIC has been
https://www.rba.gov.au/publications/fsr/2018/oct/box-d.html
2.5 International Financial Cooperation
19 Oct 2023
RBA Annual Report
– October 2023
International Financial Cooperation | Reserve Bank of Australia Annual Report – October 2023
https://www.rba.gov.au/publications/annual-reports/rba/2023/international-financial-cooperation.html
Why Do Companies Fail?
1 Nov 2016
RDP
2016-09
2. Institutional Background. To gain a better understanding of the corporate life cycle we analyse data on all registered companies from ASIC and the Australian Business Register. ... We identify failed companies in our data using publicly available
https://www.rba.gov.au/publications/rdp/2016/2016-09/full.html
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Submission to the Senate Select Committee on Financial Technology and Regulatory Technology – December 2019 | Payments System | Submissions
28 Dec 2019
Submissions
The Bank is an observer on the Digital Finance Advisory Panel, which advises ASIC on fintech- and regtech-related matters, and Bank staff have attended ASIC's regtech forums. ... Currently, three regulatory agencies – the Bank, APRA and ASIC – have
https://www.rba.gov.au/publications/submissions/payments-system/financial-and-regulatory-technology/index.html
5.5 Focus Topic: Operational Risk in a Digital World
6 Oct 2023
FSR
– October 2023
5.5 Focus Topic: Operational Risk in a Digital World | Financial Stability Review – October 2023
https://www.rba.gov.au/publications/fsr/2023/oct/focus-topic-operational-risk-in-a-digital-world.html