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A2. Financial Stability Standards for Securities Settlement Facilities | 2014/15 Assessment of ASX Clearing and Settlement Facilities

17 Aug 2023
each of the securities settlement facilities (SSFs) to address relevant areas of concern and to encourage steps to further strengthen the SSFs' observance of standards. ... arising under the Code of Practice; and provide a mechanism for the ASX Clear and
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2014-2015/appendix-a2-financial-stability-standards-for-securities-settlement-facilities.html

2015 Assessment of the Reserve Bank Information and Transfer ...

13 Apr 2016 PDF 786KB
Under this rating system, an FMI’s observance of a standard may be rated as:. ... 7 CPMI-IOSCO (2015), Consultative Report: Guidance on cyber resilience for financial market infrastructures,.
https://www.rba.gov.au/payments-and-infrastructure/rits/self-assessments/2015/pdf/2015-assess-rits.pdf

2017 Assessment of the Reserve Bank Information and Transfer System - May 2017

31 May 2017 PDF 707KB
2017 Assessment of the Reserve Bank Information and Transfer System
https://www.rba.gov.au/payments-and-infrastructure/rits/self-assessments/2017/pdf/2017-assess-rits.pdf

Standard 18: Disclosure of rules, key policies and procedures, and market data | A2.1 ASX Settlement | 2015/16 Assessment of ASX Clearing…

8 Mar 2023
Existing participants are also provided with education on their obligations where required (SSF Standard 18.3). ... ASX reports publicly basic risk and activity data for the CS facilities via a monthly activity report, as well as through additional data
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2015-2016/asx-settlement/standard-18.html

A2. Details Supporting Assessment of Securities Settlement Facilities | Assessment of ASX Clearing and Settlement (CS) Facilities against…

9 Mar 2023
The Boards consider these policies and standards at a concurrent meeting; where the policy or standard is relevant to more than one facility, the Boards of those facilities would simultaneously determine ... to consider any matters of common interest
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/principles/assessment-against-principles/asx/2014/appendix-a2-1.html

A1.2 ASX Clear (Futures) | Assessment of ASX Clearing and Settlement (CS) Facilities against the Principles for Financial Market…

9 Mar 2023
The Boards consider these policies and standards at a concurrent meeting; where the policy or standard is relevant to more than one facility, the Boards of those facilities would simultaneously determine ... Within ASX's management structure, those
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/principles/assessment-against-principles/asx/2014/appendix-a1-2.html

Assessment of the Reserve Bank Information and Transfer System

4 Jun 2018 PDF 694KB
Tiered participation requirements; 21. Efficiency and effectiveness; 22. Communication procedures and standards; 23. ... In addition, the Bank has carried out work to meet security standards established by SWIFT, and is considering how most effectively
https://www.rba.gov.au/payments-and-infrastructure/rits/self-assessments/2018/pdf/2018-assess-rits.pdf

A2.2 Austraclear | 2014/15 Assessment of ASX Clearing and Settlement Facilities

17 Aug 2023
respect of the legal basis of significant new services (SSF Standard 1.4). ... The Boards consider these policies and standards at a concurrent meeting; where the policy or standard is relevant to more than one facility, the Boards of those facilities
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2014-2015/appendix-a2-2-austraclear.html

A1.2 ASX Clear (Futures) | 2014/15 Assessment of ASX Clearing and Settlement Facilities

17 Aug 2023
2014/15 Assessment of ASX Clearing and Settlement Facilities
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2014-2015/appendix-a1-2-asx-clear-futures.html

Standard 2: Governance | Appendix B1.1 ASX Clear | 2012/13 Assessment of ASX Clearing and Settlement Facilities

9 Mar 2023
Practice for Clearing and Settlement of Cash Equities (the Code of Practice, CCP Standard 2.8). ... Cash Equities report prepared by the Council of Financial Regulators (see CCP Standard 2.8).
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2012-2013/asx-clear/standard-02.html