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51–60 of 69 search results for DCO

RBA Glossary definition for DCO

DCO – Derivatives Clearing Organisation

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2016/17 Assessment of LCH Limited’s SwapClear Service

5 Dec 2017 PDF 1303KB
Assessment of LCH Limited’s SwapClear Service. December 2017. Contents. Executive Summary 1. 1. Summary of Regulatory Priorities 2. 2. Material Developments 6. Appendix A: Activity in SwapClear 11. Appendix B: Risk Management, Governance and the
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/lch/2017/pdf/lch-assess-2017-12.pdf

[Insert] 2011

26 Aug 2011 PDF 1069KB
This. means that an Australian CCP may be required to register as a DCO in the US,. ... Failure to register as a DCO may result in US banks.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/central-clearing-otc/pdf/isda.pdf

Assessment of LCH Limited’s SwapClear Service

3 Dec 2018 PDF 3061KB
Assessment of LCH Limited’s SwapClear Service. December 2018. Contents. Executive Summary 1. 2. 8. 1. Regulatory Priorities. 2. Material Developments. Box A: Client Clearing in the SwapClear Service 13. Appendix A: Activity in SwapClear 16.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/lch/2018/pdf/lch-assess-2018-12.pdf

Assessment of ASX Clearing and Settlement Facilities - September 2019

19 Sep 2019 PDF 939KB
Assessment of ASX Clearing and Settlement Facilities. September 2019. Contents. Executive Summary 1. 1. Summary of Regulatory Priorities 3. 2. Material Developments 10. Box A: Progress implementing CCP Resilience Guidance 11. Box B: Findings from
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2018-2019/pdf/report-2018-2019.pdf

Self-assessment of the Australian Securities and Investments Commission and Reserve Bank of Australia – Clearing and Settlement Facilities

24 Jul 2018 PDF 516KB
Self-assessment of the Australian Securities and Investments. Commission and Reserve Bank of Australia – Clearing and Settlement. Facilities. CPMI-IOSCO Responsibilities of Central Banks, Market Regulators and other Relevant Authorities for.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/principles/assessment-against-responsibilities/responsibilities-of-authorities/2018/pdf/2018-07-self-assessment-au-authorities-cs-facilities.pdf

2014/15 Assessment of LCH.Clearnet Limited’s SwapClear Service

8 Dec 2015 PDF 1531KB
2014/15 Assessment of LCH.Clearnet Limited’s SwapClear Service. December 2015. Contents. 1. Introduction and Executive Summary 1. 2. Summary of Regulatory Priorities 6. 3. Assessment of LCH.Clearnet Limited’s SwapClear Service against the
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/lch/2015/pdf/lch-assess-2015-12.pdf

Central Clearing of OTC Derivatives in Australia

2 Sep 2011 PDF 389KB
Page 1 of 18. Central Clearing of OTC Derivatives in Australia. (Discussion Paper issued by the Council of Financial Regulators (CFR) - June 2011). ASX Clearing Corporation Response. 1 September 2011. Page 2 of 18. T A B L E O F C O N T E N T S 1.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/central-clearing-otc/pdf/asxcc.pdf

Central Clearing of OTC Derivatives in Australia-Joint Response

2 Sep 2011 PDF 519KB
proposals and submission to regulator direction in times of crisis. Being a DCO under Dodd-Frank.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/central-clearing-otc/pdf/acmw-joint.pdf

2013/14 Assessment of ASX Clearing and Settlement Facilities

11 Sep 2014 PDF 1007KB
Standards for Clearing and Settlement Facilities
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2013-2014/pdf/report-2013-2014.pdf

C1. Financial Stability Standards for Central Counterparties

18 Sep 2019 PDF 1135KB
ESMA) and has been exempted from registration as a Derivatives Clearing Organisation (DCO) by the Commodity Futures Trading Commission (CFTC) in the US.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2018-2019/pdf/c1-financial-stability-standards-for-central-counterparties.pdf