Search: DCO
RBA Glossary definition for DCO
DCO – Derivatives Clearing Organisation
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Standard 1: Legal basis | Appendix C1. Financial Stability Standards for Central Counterparties | Assessment of ASX Clearing and Settlement …
9 Mar 2023
Footnotes. ASX Clear (Futures) has been recognised as a third-country CCP by ESMA and has been exempted from registration as a Derivatives Clearing Organisation (DCO) by the Commodity Futures Trading
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2016-2017/asx-central-counterparties/standard-01.html
Standard 19: FMI links | Appendix C1. Financial Stability Standards for Central Counterparties | Assessment of ASX Clearing and Settlement…
9 Mar 2023
DCO in the US.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2016-2017/asx-central-counterparties/standard-19.html
Consultation on New Financial Stability Standards - August 2012
22 Oct 2012
PDF
121KB
Submissions on New Financial Stability Standards
https://www.rba.gov.au/payments-and-infrastructure/submissions/new-financial-stability-standards/cme-group-19102012.pdf
Attachment 2: Assessment of Chicago Mercantile Exchange Inc. against the Financial Stability Standards for Central Counterparties
17 Nov 2014
PDF
1957KB
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2014/pdf/cme-assess-2014-09.pdf
2014/15 Assessment of Chicago Mercantile Exchange Inc. - March 2016
8 Mar 2016
PDF
932KB
Organization (DCO), and the CFTC is CME’s primary regulator. CME was previously deemed registered.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2016/pdf/cme-assessment-2016-03.pdf
Oversight of Overseas Facilities
25 Nov 2008
PDF
58KB
Submissions on Oversight of Overseas Facilities
https://www.rba.gov.au/payments-and-infrastructure/submissions/oversight-submissions/pdf/ach-sfecc-21112008-2.pdf
Standard 1: Legal basis | Appendix C1. Financial Stability Standards for Central Counterparties | Assessment of ASX Clearing and…
9 Mar 2023
ASX Clear (Futures) has been recognised as a third-country CCP by the European Securities and Markets Authority (ESMA) and has been exempted from registration as a Derivatives Clearing Organisation (DCO)
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2018-2019/c1-financial-stability-standards-for-central-counterparties/standard-01.html
Assessment of ASX Clearing and Settlement Facilities 2017/2018
10 Sep 2018
PDF
844KB
Assessment of ASX Clearing and Settlement Facilities. September 2018. Contents. Executive Summary 1. 1. Summary of Regulatory Priorities 3. 2. Material Developments 9. 3. Review of ASX’s Technology Governance and Operational Risk and Control
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2017-2018/pdf/report-2017-2018.pdf
Appendix C: Detailed Assessment of LCH Limited's SwapClear Service against the Financial Stability Standards | Assessment of LCH Limited's…
9 Mar 2023
It also has a US CCP subsidiary, LCH LLC, which holds a CFTC DCO licence. ... LCH Ltd's operations span several jurisdictions. LCH Ltd is also registered as a DCO under the US Commodity Exchange Act of 1936, and therefore it and its provision of the
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/lch/2018/appendix-c.html
[Insert] 2011
26 Aug 2011
PDF
1069KB
This. means that an Australian CCP may be required to register as a DCO in the US,. ... Failure to register as a DCO may result in US banks.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/central-clearing-otc/pdf/isda.pdf