Search: ASIC
RBA Glossary definition for ASIC
ASIC – Australian Securities and Investments Commission. One of three Australian Government bodies (the others being the Australian Prudential Regulation Authority and the Reserve Bank of Australia) that regulates financial services. ASIC is the national regulator of Australia's companies. ASIC has responsibility for market protection and consumer integrity issues across the financial system.
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Box C: Recent Trends in Hybrid Issuance
9 Nov 2012
SMP
– November 2012
PDF
123KB
https://www.rba.gov.au/publications/smp/2012/nov/pdf/box-c.pdf
Regulators Urge Financial Institutions to Plan for LIBOR Transition
9 May 2019
Media Releases
Number 2019-12. Date. 9 May 2019. The Australian Securities and Investments Commission (ASIC) has written to the CEOs of several major Australian financial institutions regarding their preparations for the end ... Keynote address by Cathie Armour, ASIC
https://www.rba.gov.au/media-releases/2019/mr-19-12.html
At a Glance
27 Sep 2023
PSB Annual Report
– 2023
https://www.rba.gov.au/publications/annual-reports/psb/
Box E: The Council of Financial Regulators
10 Feb 2020
FSR
October 2018
PDF
585KB
https://www.rba.gov.au/publications/fsr/2018/oct/pdf/box-e.pdf
Assessment of ASX Clearing and Settlement Facilities – October 2023
9 Oct 2023
Media Releases
The Reserve Bank of Australia today released the 2023 Assessment of the ASX Clearing and Settlement Facilities. This assesses the performance of the ASX CS Facilities against the Bank’s Financial Stability Standards (FSS).
https://www.rba.gov.au/media-releases/2023/mr-23-27.html
Box E: The 2018 Financial Sector Assessment Program (FSAP) Review of Australia
12 Apr 2019
FSR
– April 2019
providing greater budgetary and funding autonomy; strengthen ASIC's enforcement powers and expand their use to mitigate misconduct. ... between APRA and the Australian Securities and Investments Commission (ASIC) in assessing insurance companies.
https://www.rba.gov.au/publications/fsr/2019/apr/box-e.html
The Australian Financial System in the 2000s: Dodging the Bullet | Conference – 2011
24 Jul 2000
Conferences
ASIC was subsequently given responsibility for promotion of financial literacy in July 2008. ... Valentine (2008) also argues that the extent of active enforcement by ASIC was limited.
https://www.rba.gov.au/publications/confs/2011/davis.html
Australian OTC Derivatives Markets: Insights from the BIS Semiannual Survey
10 Dec 2012
Bulletin
– December 2012
AFMA), as well as ad hoc surveys carried out in 2009 and 2012 by APRA, the Australian Securities and Investments Commission (ASIC) and the Bank. ... References. APRA, ASIC and RBA (Australian Prudential Regulation Authority, Australian Securities and
https://www.rba.gov.au/publications/bulletin/2012/dec/5.html
Benchmark Reforms
17 Nov 2020
Speech
Speech delivered by Christopher Kent, Assistant Governor (Financial Markets), to the Australian Securitisation Forum Virtual Symposium, Sydney
https://www.rba.gov.au/speeches/2020/sp-ag-2020-11-17.html
Financial Stability in a Low Interest Rate Environment: An Australian Case Study | Conference – 2017
16 Mar 2017
Conferences
the Council of Financial Regulators: the Australian Securities & Investments Commission (ASIC) and Treasury. ... ASIC (Australian Securities & Investments Commission) (2016), ‘ASIC Permanently Bans Aussie Home Loans Mortgage ’,.
https://www.rba.gov.au/publications/confs/2017/ellis-littrell.html