Search: ASIC
RBA Glossary definition for ASIC
ASIC – Australian Securities and Investments Commission. One of three Australian Government bodies (the others being the Australian Prudential Regulation Authority and the Reserve Bank of Australia) that regulates financial services. ASIC is the national regulator of Australia's companies. ASIC has responsibility for market protection and consumer integrity issues across the financial system.
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Overview
15 Oct 2015
FSR
October 2015
PDF
44KB
https://www.rba.gov.au/publications/fsr/2015/oct/pdf/overview.pdf
Developments in the Financial System Infrastructure
10 Mar 2007
FSR
– March 2007
Corporations Act 2001. , and minimising multiple breach reporting to APRA and ASIC; and. ... prescribe factors that ASIC must take into account before approving alternative arrangements; and.
https://www.rba.gov.au/publications/fsr/2007/mar/dev-sys-infra.html
Domestic Financial Markets
10 Feb 2020
SMP
- May 2017
PDF
2431KB
https://www.rba.gov.au/publications/smp/2017/may/pdf/04-domestic-financial-markets.pdf
Regulatory Developments
10 Apr 2018
FSR
– April 2018
ASIC will continue to assess the cyber resilience of regulated firms and measure their progress as they meet improvement targets. ... ASIC for trade repositories) has the necessary powers to resolve a failing domestic FMI.
https://www.rba.gov.au/publications/fsr/2018/apr/regulatory-developments.html
Box E: The 2018 Financial Sector Assessment Program (FSAP) Review of Australia
10 Feb 2020
FSR
April 2019
PDF
601KB
https://www.rba.gov.au/publications/fsr/2019/apr/pdf/box-e.pdf
Developments in the Financial System Architecture
10 Feb 2020
FSR
- April 2017
PDF
1324KB
https://www.rba.gov.au/publications/fsr/2017/apr/pdf/dev-fin-sys-arch.pdf
Domestic Economic Conditions
4 Feb 2016
SMP
– February 2016
the Australian Prudential Regulation Authority (APRA) and the Australian Securities and Investments Commission (ASIC). ... Footnote. For further details on actions undertaken by APRA and ASIC, see RBA (2015), ‘Box B: Responses to Risks in the Housing
https://www.rba.gov.au/publications/smp/2016/feb/domestic-economic-conditions.html
Household and Business Finances
21 Apr 2017
FSR
– April 2017
In this regard, ASIC recently lodged a case with the Federal Court alleging contraventions of the. ... As noted earlier, APRA and ASIC have also recently announced a range of measures that are designed to strengthen mortgage lending practices.
https://www.rba.gov.au/publications/fsr/2017/apr/household-business-finances.html
Regulatory Developments
20 Oct 2018
FSR
– October 2018
Nonetheless, the RBA and ASIC have been working with industry over recent years to enhance the robustness and longevity of BBSW. ... Also in April, ASIC received delegated powers from the ACCC in relation to crypto-assets.
https://www.rba.gov.au/publications/fsr/2018/oct/regulatory-developments.html
Regulatory Developments
10 Feb 2020
FSR
April 2018
PDF
1148KB
https://www.rba.gov.au/publications/fsr/2018/apr/pdf/04-regulatory-developments.pdf