Search: ASIC
RBA Glossary definition for ASIC
ASIC – Australian Securities and Investments Commission. One of three Australian Government bodies (the others being the Australian Prudential Regulation Authority and the Reserve Bank of Australia) that regulates financial services. ASIC is the national regulator of Australia's companies. ASIC has responsibility for market protection and consumer integrity issues across the financial system.
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The Australian Financial System
8 Oct 2021
FSR
– October 2021
This incident followed a major upgrade to ASX Trade. The review was commissioned by ASX in line with the expectations of its regulators – the Australian Securities and Investments Commission (ASIC) and ... ASIC and the Bank are engaging with ASX on its
https://www.rba.gov.au/publications/fsr/2021/oct/australian-financial-system.html
Central Clearing of Over-the-counter (OTC) Derivatives in Australia - June 2011
15 Jul 2011
Consultations
PDF
875KB
A discussion paper issued by the Council of Financial Regulators
https://www.rba.gov.au/publications/consultations/201106-otc-derivatives/pdf/201106-otc-derivatives.pdf
Overview
15 Oct 2015
FSR
October 2015
PDF
44KB
https://www.rba.gov.au/publications/fsr/2015/oct/pdf/overview.pdf
Developments in the Financial System Infrastructure
10 Mar 2007
FSR
– March 2007
Corporations Act 2001. , and minimising multiple breach reporting to APRA and ASIC; and. ... prescribe factors that ASIC must take into account before approving alternative arrangements; and.
https://www.rba.gov.au/publications/fsr/2007/mar/dev-sys-infra.html
Domestic Financial Markets
10 Feb 2020
SMP
- May 2017
PDF
2431KB
https://www.rba.gov.au/publications/smp/2017/may/pdf/04-domestic-financial-markets.pdf
Regulatory Developments
10 Apr 2018
FSR
– April 2018
ASIC will continue to assess the cyber resilience of regulated firms and measure their progress as they meet improvement targets. ... ASIC for trade repositories) has the necessary powers to resolve a failing domestic FMI.
https://www.rba.gov.au/publications/fsr/2018/apr/regulatory-developments.html
References | Central Clearing of OTC Derivatives in Australia June 2011 | Consultations
7 Jun 2011
Consultations
Download the complete document 1.37. MB. APRA (Australian Prudential Regulation Authority), ASIC (Australian Securities and Investments Commission) and RBA (Reserve Bank of Australia) (2009), ‘Survey of the OTC Derivatives Market ... ASIC and RBA (2009)
https://www.rba.gov.au/publications/consultations/201106-otc-derivatives/references.html
Background | Central Clearing of OTC Derivatives in Australia June 2011 | Consultations
7 Jun 2011
Consultations
The Australian Council of Financial Regulators – comprising senior representatives of the Australian Prudential Regulation Authority (APRA), the Australian Securities and Investments Commission (ASIC), the Reserve Bank of Australia and the
https://www.rba.gov.au/publications/consultations/201106-otc-derivatives/background.html
Box E: The 2018 Financial Sector Assessment Program (FSAP) Review of Australia
10 Feb 2020
FSR
April 2019
PDF
601KB
https://www.rba.gov.au/publications/fsr/2019/apr/pdf/box-e.pdf
Developments in the Financial System Architecture
10 Feb 2020
FSR
- April 2017
PDF
1324KB
https://www.rba.gov.au/publications/fsr/2017/apr/pdf/dev-fin-sys-arch.pdf