Search: ASIC
RBA Glossary definition for ASIC
ASIC – Australian Securities and Investments Commission. One of three Australian Government bodies (the others being the Australian Prudential Regulation Authority and the Reserve Bank of Australia) that regulates financial services. ASIC is the national regulator of Australia's companies. ASIC has responsibility for market protection and consumer integrity issues across the financial system.
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Developments in the Financial System Infrastructure
10 Mar 2008
FSR
– March 2008
ASIC will also have the power to review an administrator's remuneration; and. ... ASIC undertakes regular assessments to monitor the licensee's compliance with this obligation.
https://www.rba.gov.au/publications/fsr/2008/mar/dev-sys-infra.html
Domestic Regulatory Developments
21 Nov 2022
FSR
- October 2022
PDF
170KB
https://www.rba.gov.au/publications/fsr/2022/oct/pdf/04-regulatory-developments.pdf
Financial Stability Review - March 2024
26 Mar 2024
FSR
- March 2024
PDF
2619KB
https://www.rba.gov.au/publications/fsr/2024/mar/pdf/financial-stability-review-2024-03.pdf
Developments in the Financial System Architecture
25 Mar 2010
FSR
- March 2010
PDF
100KB
https://www.rba.gov.au/publications/fsr/2010/mar/pdf/dev-fin-sys-arch.pdf
Box D: Cyber Risk
10 Feb 2020
FSR
October 2018
PDF
556KB
https://www.rba.gov.au/publications/fsr/2018/oct/pdf/box-d.pdf
Developments in the Financial System Infrastructure
10 Sep 2007
FSR
– September 2007
For Westpoint, ASIC is continuing to investigate possible criminal behaviour, with charges against some individuals already being laid. ... requirements, full disclosure of fees and commissions, and participation in a dispute resolution scheme approved
https://www.rba.gov.au/publications/fsr/2007/sep/dev-sys-infra.html
FSR Developments in the Financial System
10 Sep 2008
FSR
– September 2008
The Treasury and ASIC expect to report to the Government towards the end of 2008. ... jurisdictions as well as to refine ASIC's existing framework of unilateral recognition of securities regulation.
https://www.rba.gov.au/publications/fsr/2008/sep/dev-sys-infra.html
Regulatory Developments
4 Oct 2019
FSR
– October 2019
Legislation passed by parliament in April 2019 strengthened ASIC's powers to protect consumers. ... ASIC first used this power in September to address significant consumer detriment in the provision of short-term credit.
https://www.rba.gov.au/publications/fsr/2019/oct/regulatory-developments.html
Box A: The Transition Away from LIBOR
8 Apr 2021
FSR
– April 2021
Domestically, the Australian Securities and Investments Commission (ASIC) released guidance in November 2020 on practices that Australian entities can adopt to manage conduct risk during the LIBOR transition. ... See ASIC (Australian Securities and
https://www.rba.gov.au/publications/fsr/2021/apr/box-a-the-transition-away-from-libor.html
Domestic Financial Markets
10 Feb 2009
SMP
– February 2009
ASIC has extended its ban on covered short-selling of financial companies – where an investor takes a short position and has arrangements already in place for the delivery of securities, typically ... Covered short-selling of non-financial companies
https://www.rba.gov.au/publications/smp/2009/feb/dom-fin-mkts.html