Search: ASIC
RBA Glossary definition for ASIC
ASIC – Australian Securities and Investments Commission. One of three Australian Government bodies (the others being the Australian Prudential Regulation Authority and the Reserve Bank of Australia) that regulates financial services. ASIC is the national regulator of Australia's companies. ASIC has responsibility for market protection and consumer integrity issues across the financial system.
Search Results
Internationalisation, Trade and Foreign Direct Investment | Conference – 1994
11 Jul 1994
Conferences
Table 1 shows the growth in manufactured exports for manufacturing industries at the 2-digit ASIC level between 1982 and 1992, classified according to the trade groups used in this paper. ... Moreover, the data (at the 2-digit ASIC level) suggest that
https://www.rba.gov.au/publications/confs/1994/howe.html
Domestic Regulatory Developments
8 Oct 2021
FSR
– October 2021
Financial Stability Review – October 20214. Domestic Regulatory Developments. Australia's key financial regulatory agencies – the Australian Prudential Regulation Authority (APRA), the Australian Securities and Investments Commission (ASIC), the
https://www.rba.gov.au/publications/fsr/2021/oct/regulatory-developments.html
Domestic Regulatory Developments
7 Oct 2022
FSR
– October 2022
the Australian Securities and Investments Commission (ASIC); the Australian Treasury; and the Reserve Bank of Australia. ... The CFR has discussed the repeated delays to the project, and ASIC and the Reserve Bank have welcomed an external review of the
https://www.rba.gov.au/publications/fsr/2022/oct/regulatory-developments.html
The Australian Financial System
8 Apr 2021
FSR
– April 2021
The Australian Securities and Investments Commission (ASIC) has commenced an investigation into whether ASX met its obligations under its Australian Market Licence, including whether it has sufficient financial, technological and human ... The Bank and
https://www.rba.gov.au/publications/fsr/2021/apr/australian-financial-system.html
5.5 Focus Topic: Operational Risk in a Digital World
6 Oct 2023
FSR
– October 2023
5.5 Focus Topic: Operational Risk in a Digital World | Financial Stability Review – October 2023
https://www.rba.gov.au/publications/fsr/2023/oct/focus-topic-operational-risk-in-a-digital-world.html
Opening Aladdin's Cave: Unpacking the Factors Impacting on Small Businesses | Conference – 2015
19 Mar 2015
Conferences
Other factors. maintaining and growing revenues. red tape, taxation and compliance – most commonly tax compliance (57%), but also IR/HR and WHS (33%) and ASIC and corporate (29%). ... Key factors. red tape, taxation and compliance (highest of any
https://www.rba.gov.au/publications/confs/2015/holmes-gupta.html
Box D: Cyber Risk
20 Oct 2018
FSR
– October 2018
Through their roles as supervisors of financial market infrastructures (FMIs), the Reserve Bank and the Australian Securities and Investments Commission (ASIC) have powers to ensure that FMIs have effective controls to ... More broadly, ASIC has been
https://www.rba.gov.au/publications/fsr/2018/oct/box-d.html
The Australian Financial System
7 Oct 2022
FSR
– October 2022
With crypto-assets increasing popularity, the Australian Securities and Investments Commission (ASIC) and the Australian Competition and Consumer Commission have warned investors of related scams. ... ASICs 2022 retail investor survey suggested that only
https://www.rba.gov.au/publications/fsr/2022/oct/australian-financial-system.html
Developments in the Financial System Infrastructure
10 Mar 2008
FSR
– March 2008
ASIC will also have the power to review an administrator's remuneration; and. ... ASIC undertakes regular assessments to monitor the licensee's compliance with this obligation.
https://www.rba.gov.au/publications/fsr/2008/mar/dev-sys-infra.html
Domestic Regulatory Developments
21 Nov 2022
FSR
- October 2022
PDF
170KB
https://www.rba.gov.au/publications/fsr/2022/oct/pdf/04-regulatory-developments.pdf