Search: ASIC
RBA Glossary definition for ASIC
ASIC – Australian Securities and Investments Commission. One of three Australian Government bodies (the others being the Australian Prudential Regulation Authority and the Reserve Bank of Australia) that regulates financial services. ASIC is the national regulator of Australia's companies. ASIC has responsibility for market protection and consumer integrity issues across the financial system.
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Domestic Economic Conditions
4 Feb 2016
SMP
– February 2016
the Australian Prudential Regulation Authority (APRA) and the Australian Securities and Investments Commission (ASIC). ... Footnote. For further details on actions undertaken by APRA and ASIC, see RBA (2015), ‘Box B: Responses to Risks in the Housing
https://www.rba.gov.au/publications/smp/2016/feb/domestic-economic-conditions.html
Australia's New Financial Regulatory Framework
22 Feb 2001
Bulletin
PDF
11KB
The Australian Securities and InvestmentsCommission (ASIC) assumesresponsibility for market integrity andconsumer protection across the financialsystem, including for investment,insurance and superannuation products. •
https://www.rba.gov.au/publications/bulletin/1998/jul/pdf/bu-0798-1.pdf
Australia's New Financial Regulatory Framework
10 Jul 1998
Bulletin
– July 1998
The Australian Securities and Investments Commission (ASIC) assumes responsibility for market integrity and consumer protection across the financial system, including for investment, insurance and superannuation products.
https://www.rba.gov.au/publications/bulletin/1998/jul/1.html
Governance of Financial Market Infrastructures
10 Dec 2020
Bulletin
– December 2020
Good governance is critical to delivering effective risk management outcomes.
https://www.rba.gov.au/publications/bulletin/2020/dec/governance-of-financial-market-infrastructures.html
Electronic Trading in Australian Financial Markets
10 Dec 2001
Bulletin
– December 2001
February 2000. Bloomberg submits proposal to ASIC to extend their Bond Trader system to offer electronic trading. ... The ASX has recently submitted a proposal to ASIC to reactivate the ASX Futures Exchange Limited.
https://www.rba.gov.au/publications/bulletin/2001/dec/2.html
Domestic Economic Conditions
4 Feb 2016
SMP
- February 2016
PDF
344KB
https://www.rba.gov.au/publications/smp/2016/feb/pdf/domestic-economic-conditions.pdf
OTC Derivatives Reforms and the Australian Cross-currency Swap Market
24 Jun 2013
Bulletin
– June 2013
Reforms to improve the management of counterparty credit risk in over-the-counter (OTC) derivatives markets are underway globally. A key pillar of the reforms is the migration of these markets to central counterparties (CCPs), while higher capital
https://www.rba.gov.au/publications/bulletin/2013/jun/7.html
Climate Change and Financial Risk
6 Apr 2023
Bulletin
– June 2023
Climate change, and the actions taken in response to it, introduces both risks and opportunities for financial institutions.
https://www.rba.gov.au/publications/bulletin/2023/jun/climate-change-and-financial-risk.html
Bulletin June Quarter 2023
29 Sep 2023
Bulletin
- June 2023
PDF
7089KB
https://www.rba.gov.au/publications/bulletin/2023/jun/pdf/bulletin-2023-06.pdf
Recent Developments in Margin Lending in Australia
10 Dec 2009
Bulletin
– December 2009
However, most financial institutions that offer margin loans in Australia are regulated by the Australian Prudential Regulation Authority and the Australian Securities and Investments Commission (ASIC) and their lending is therefore ... Corporations Act
https://www.rba.gov.au/publications/bulletin/2009/dec/2.html