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11–20 of 347 search results for ASIC

RBA Glossary definition for ASIC

ASIC – Australian Securities and Investments Commission. One of three Australian Government bodies (the others being the Australian Prudential Regulation Authority and the Reserve Bank of Australia) that regulates financial services. ASIC is the national regulator of Australia's companies. ASIC has responsibility for market protection and consumer integrity issues across the financial system.

Australian OTC Derivatives Markets: Insights from the BIS Semiannual Survey

10 Dec 2012 Bulletin – December 2012

Jason Ahn, Mihovil Matić and Christian Vallence

AFMA), as well as ad hoc surveys carried out in 2009 and 2012 by APRA, the Australian Securities and Investments Commission (ASIC) and the Bank. ... References. APRA, ASIC and RBA (Australian Prudential Regulation Authority, Australian Securities and

https://www.rba.gov.au/publications/bulletin/2012/dec/5.html

Box C: Recent Trends in Hybrid Issuance

10 Nov 2012 SMP – November 2012

The Australian Securities and Investments Commission (ASIC) has issued multiple warnings about these risks in recent times, pointing out that investors are taking equity-like risks but only receiving bond-like ... See ASIC (2012), ‘ASIC's Hybrids

https://www.rba.gov.au/publications/smp/2012/nov/box-c.html

Non-dealer Clearing of Over-the-counter Derivatives

20 Mar 2014 Bulletin – March 2014

Ashwin Clarke and Paul Ryan

In 2009, the G20 leaders agreed that all standardised over-the-counter (OTC) derivatives should be cleared through central counterparties (CCPs). Accordingly, an increasing proportion of OTC derivatives are now centrally cleared, particularly where

https://www.rba.gov.au/publications/bulletin/2014/mar/9.html

G20 Financial Regulatory Reforms and Australia

19 Sep 2013 Bulletin – September 2013

Carl Schwartz

The global financial crisis prompted a comprehensive international regulatory response, directed through the Group of Twenty (G20). The Reserve Bank and other Council of Financial Regulators (CFR) agencies have been heavily involved in the reform

https://www.rba.gov.au/publications/bulletin/2013/sep/9.html

Box B: Interest-only Mortgage Lending

21 Apr 2017 FSR – April 2017

ASIC), in conjunction with the Council of Financial Regulators, to reinforce sound housing lending practices. ... Footnotes. The Council of Financial Regulators agencies are APRA, ASIC, the Reserve Bank of Australia (RBA) and The Treasury.

https://www.rba.gov.au/publications/fsr/2017/apr/box-b.html

Box E: The 2018 Financial Sector Assessment Program (FSAP) Review of Australia

12 Apr 2019 FSR – April 2019

providing greater budgetary and funding autonomy; strengthen ASIC's enforcement powers and expand their use to mitigate misconduct. ... between APRA and the Australian Securities and Investments Commission (ASIC) in assessing insurance companies.

https://www.rba.gov.au/publications/fsr/2019/apr/box-e.html