Search: ASIC
RBA Glossary definition for ASIC
ASIC – Australian Securities and Investments Commission. One of three Australian Government bodies (the others being the Australian Prudential Regulation Authority and the Reserve Bank of Australia) that regulates financial services. ASIC is the national regulator of Australia's companies. ASIC has responsibility for market protection and consumer integrity issues across the financial system.
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Box E: The Council of Financial Regulators
10 Feb 2020
FSR
October 2018
PDF
585KB
https://www.rba.gov.au/publications/fsr/2018/oct/pdf/box-e.pdf
Regulatory Developments
9 Oct 2020
FSR
– October 2020
Relatedly, ASIC is on an FSB working group mapping the interconnections between the banking and non-banking sectors. ... ASIC has provided some relief for managed funds to assist with withdrawals by members that are facing financial hardship.
https://www.rba.gov.au/publications/fsr/2020/oct/regulatory-developments.html
5.5 Abbreviations
19 Oct 2023
RBA Annual Report
– 2023
ASIC. Australian Securities and Investments Commission. ASX. Australian Securities Exchange. ASXFS.
https://www.rba.gov.au/publications/annual-reports/rba/2023/abbreviations.html
4. Domestic Regulatory Developments
9 Oct 2023
FSR
- October 2023
PDF
147KB
https://www.rba.gov.au/publications/fsr/2023/oct/pdf/04-regulatory-developments.pdf
Financial Stability in a Low Interest Rate Environment: An Australian Case Study | Conference – 2017
16 Mar 2017
Conferences
the Council of Financial Regulators: the Australian Securities & Investments Commission (ASIC) and Treasury. ... ASIC (Australian Securities & Investments Commission) (2016), ‘ASIC Permanently Bans Aussie Home Loans Mortgage ’,.
https://www.rba.gov.au/publications/confs/2017/ellis-littrell.html
The Australian Financial System in the 2000s: Dodging the Bullet | Conference – 2011
24 Jul 2000
Conferences
ASIC was subsequently given responsibility for promotion of financial literacy in July 2008. ... Valentine (2008) also argues that the extent of active enforcement by ASIC was limited.
https://www.rba.gov.au/publications/confs/2011/davis.html
Box C: Recent Trends in Hybrid Issuance
10 Nov 2012
SMP
– November 2012
The Australian Securities and Investments Commission (ASIC) has issued multiple warnings about these risks in recent times, pointing out that investors are taking equity-like risks but only receiving bond-like ... See ASIC (2012), ‘ASIC's Hybrids
https://www.rba.gov.au/publications/smp/2012/nov/box-c.html
International Trade and the Australian Labour Market
12 Feb 2007
Conferences
PDF
134KB
RBA Conference Volume 1994
https://www.rba.gov.au/publications/confs/1994/pdf/fahrer-pease.pdf
The Australian Securities and Investments Commission's Review of the EFT Code of Conduct – April 2007 | Payments System | Submissions
8 May 2024
Submissions
Dear Mr Funston. SUBMISSION ON THE EFT CODE OF CONDUCT. The Reserve Bank welcomes the opportunity to make a submission to ASIC's 2007 Review of the EFT Code of Conduct.
https://www.rba.gov.au/publications/submissions/payments-system/asic-review-of-eft-code-of-conduct/index.html
Box E: The 2018 Financial Sector Assessment Program (FSAP) Review of Australia
12 Apr 2019
FSR
– April 2019
providing greater budgetary and funding autonomy; strengthen ASIC's enforcement powers and expand their use to mitigate misconduct. ... between APRA and the Australian Securities and Investments Commission (ASIC) in assessing insurance companies.
https://www.rba.gov.au/publications/fsr/2019/apr/box-e.html