Search: ESMA
RBA Glossary definition for ESMA
ESMA – European Securities and Markets Authority
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New Financial Stability Standards: Final Standards and Regulation Impact Statement - December 2012
5 Dec 2012
PDF
751KB
For example, the European Securities and Markets Authority’s (ESMA’s) Draft Technical Standards incorporate additional measures, including governance measures addressing management compensation, requirements for internal audit and external
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/standards/201212-new-fss-ris/pdf/new-fss-ris-122012.pdf
2012/13 Assessment of ASX Clearing and Settlement Facilities
4 Sep 2013
PDF
932KB
Standards for Clearing and Settlement Facilities
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2012-2013/pdf/report-2012-2013.pdf
2013/14 Assessment of ASX Clearing and Settlement Facilities
11 Sep 2014
PDF
1007KB
Standards for Clearing and Settlement Facilities
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2013-2014/pdf/report-2013-2014.pdf
Self-assessment of the Reserve Bank of Australia – Systemically Important Payment Systems
24 Jul 2018
PDF
381KB
Self-assessment of the Reserve Bank of Australia – Systemically. Important Payment Systems. CPMI-IOSCO Responsibilities of Central Banks, Market Regulators and other Relevant Authorities for. Financial Market Infrastructures. July 2018. Contents.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/principles/assessment-against-responsibilities/systemically-important/2018/pdf/2018-self-assess-sys-imp-pay-sys.pdf
C1. Financial Stability Standards for Central Counterparties
18 Sep 2019
PDF
1135KB
ESMA) and has been exempted from registration as a Derivatives Clearing Organisation (DCO) by the Commodity Futures Trading Commission (CFTC) in the US. ... ASX Clear has been recognised as a third-country CCP by ESMA.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2018-2019/pdf/c1-financial-stability-standards-for-central-counterparties.pdf
Consultation on New Financial Stability Standards - August 2012
21 Sep 2012
PDF
441KB
Financial Stability Standards
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/consultations/201208-new-fin-stability-standards/pdf/2012008-new-fin-stability-standards.pdf
Self-assessment of the Australian Securities and Investments Commission and Reserve Bank of Australia – Clearing and Settlement Facilities
11 Sep 2014
PDF
450KB
CPSS-IOSCO Responsibilities of Central Banks, Market Regulators and other Relevant Authorities for Financial Market Infrastructures - September 2014
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/principles/assessment-against-responsibilities/responsibilities-of-authorities/2014/pdf/2014-09-self-assessment-au-authorities-cs-facilities.pdf
2014/15 Assessment of ASX Clearing and Settlement Facilities
3 Sep 2015
PDF
1548KB
Standards for Clearing and Settlement Facilities
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2014-2015/pdf/report-2014-2015.pdf
OTC Derivatives Market Reform Considerations: A report by the Council of Financial Regulators - March 2012
20 Apr 2012
PDF
877KB
Under a ‘top-down’ approach, the US Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC), and the European Securities and Markets Authority (ESMA) can designate classes of ... and which will empower ESMA to
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/otc-deriviatives/reports/201203-otc-derivatives-market-reform-considerations/pdf/201203-otc-derivatives-market-reform-considerations.pdf
2016/17 Assessment of ASX Clearing and Settlement Facilities
13 Oct 2017
PDF
822KB
Assessment of ASX Clearing and Settlement Facilities. September 2017. Contents. Executive Summary 1. 1. Summary of Regulatory Priorities 3. 2. Material Developments 11. Box A: New International Guidance on CCP Resilience, Recovery and Resolution 18.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/2016-2017/pdf/report-2016-2017.pdf