Search: securities
RBA Glossary definition for securities
securities – A financial instrument which represents a claim over real assets or a future income stream. Such instruments are usually tradeable. Examples of securities include bonds, bills of exchange, promissory notes, certificates of deposit and shares.
Search Results
Appendix 2: Compilation Methods | International Comparisons of Bank Margins – August 1994 | Bank Fees and Margins | Submissions
1 Aug 1994
Submissions
The non-bank subsidiaries include securities dealers, trusts and mortgage loan companies, and insurance companies. ... its subsidiaries in New Zealand which guarantee certain debt securities issued by the Bank.
https://www.rba.gov.au/publications/submissions/financial-sector/international-comparisons-of-bank-margins/appendix-2.html
Appendix 2: Leverage and Financial Markets | Hedge Funds, Financial Stability and Market Integrity – March 1999 | Financial Sector |…
1 Mar 1999
Submissions
fund to provide AUD0.3 million in cash or government securities to cover its credit exposure. ... In government securities markets in most industrial countries, haircuts usually run at 2 per cent of the value of the loan, although they can vary with the
https://www.rba.gov.au/publications/submissions/financial-sector/hedge-funds-financial-stability-and-market-integrity/appendix-2.html
Appendix 3: Foreign Bank Participation in Australian Banking and Finance, December 1990 | Submission to the Inquiry into the Australian…
1 Jan 1991
Submissions
The Sanwa Bank. Schroders. Security Pacific National Bank. Skandinaviska Enskilda Banken.
https://www.rba.gov.au/publications/submissions/financial-sector/inquiry-australian-banking-industry/appendix-3.html
Appendix 1: OECD and Salomon Brothers Data | International Comparisons of Bank Margins – August 1994 | Bank Fees and Margins | Submissions
1 Aug 1994
Submissions
US money centre banks, which are large internationally operating banks servicing mainly professional money and securities markets, are hardly an appropriate basis for comparisons with Australian banks, which are retail-oriented
https://www.rba.gov.au/publications/submissions/financial-sector/international-comparisons-of-bank-margins/appendix-1.html
Appendix C: Should Bank Supervision Be Carried Out by the Central Bank or by a Separate Authority? | Submission to the Financial System…
6 Sep 1996
Submissions
credit. This threatened a collapse of the clearing and settlements system and the possible failure of securities firms. ... This reluctance could have brought the liquidation of Drexel's mortgage-backed securities to a halt.
https://www.rba.gov.au/publications/submissions/financial-sector/financial-system-inquiry-1996/appendix-c.html
Superannuation | Submission to the Financial System Inquiry – March 2014 | Financial Sector | Submissions
1 Mar 2014
Submissions
Trustees of funds as well as financial advisors to funds are overseen by the Australian Securities and Investments Commission (ASIC). ... About 25 per cent of superannuation funds' assets are claims on banks in the form of deposits, shares and debt
https://www.rba.gov.au/publications/submissions/financial-sector/financial-system-inquiry-2014-03/superannuation.html
Prudential Supervision | Submission to the Inquiry into the Australian Banking Industry – January 1991 | Financial Sector | Submissions
1 Jan 1991
Submissions
cash and Commonwealth Government securities; and they must meet the capital requirements and other prudential guidelines mentioned earlier.
https://www.rba.gov.au/publications/submissions/financial-sector/inquiry-australian-banking-industry/prudential-supervision.html
Housing Finance | Supplementary Submission to the Financial System Inquiry – August 2014 | Financial Sector | Submissions
1 Aug 2014
Submissions
In considering the need for government support of the residential mortgage-backed securities (RMBS) market, it is important to identify the purpose of such intervention and/or the market failure that
https://www.rba.gov.au/publications/submissions/financial-sector/financial-system-inquiry-2014-08/housing-finance.html
Appendix E: Oversight of Financial Conglomerates – International Developments | Submission to the Financial System Inquiry – 6 September…
6 Sep 1996
Submissions
Banks, insurance companies and securities firms face different risks and are, therefore, subject to different prudential requirements. ... It concluded, however, that some of these techniques (including consolidation) were suitable only for homogenous
https://www.rba.gov.au/publications/submissions/financial-sector/financial-system-inquiry-1996/appendix-e.html
The Reserve Bank's Response | Report to the Inquiry into Competition in the Banking and Non-Banking Sectors – May 2009 | Financial Sector | …
7 May 2009
Submissions
Footnote. Further details are available in Open Market Operations and Domestic Securities, Address to the Australian Securitisation Forum by Guy Debelle (Assistant Governor), 29 November 2007.
https://www.rba.gov.au/publications/submissions/financial-sector/inquiry-report-2009-05/reserve-bank-response.html