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Submission to the Inquiry into the Corporations and Financial Sector Legislation Amendment Bill 2013 | Financial Sector | Submissions
1 Apr 2013
Submissions
provide for appropriate prioritisation of Australian regulators' oversight activities in relation to market licensees and clearing and settlement facilities. ... The Bank's supplementary comments in this submission focus primarily on the proposed
https://www.rba.gov.au/publications/submissions/financial-sector/inquiry-corporations-and-financial-sector-legislation-amendment-bill-2013.html
Appendix C: Should Bank Supervision Be Carried Out by the Central Bank or by a Separate Authority? | Submission to the Financial System…
6 Sep 1996
Submissions
Deregulation also saw the focus of supervision move towards monitoring and understanding credit and market risk, rather than imposing restrictions on the activities that financial institutions can undertake. ... xxviii). The Committee recognised that the
https://www.rba.gov.au/publications/submissions/financial-sector/financial-system-inquiry-1996/appendix-c.html
Key Financial Developments Since the Wallis Inquiry | Submission to the Financial System Inquiry – March 2014 | Financial Sector |…
1 Mar 2014
Submissions
The focus has changed since the financial crisis, with competition for deposits and other funding intensifying. ... One reason for the excessive build-up of risk was a focus on the merits of each innovation in isolation without proper consideration for
https://www.rba.gov.au/publications/submissions/financial-sector/financial-system-inquiry-2014-03/financial-developments-since-wallis-inquiry.html
Developments and Innovation in the Payments System | Submission to the Financial System Inquiry – March 2014 | Financial Sector |…
1 Mar 2014
Submissions
The responsibility for oversight of the payments system was entrusted to the PSB. ... Alongside this, the Bank of England retains its oversight responsibilities for systemically important interbank systems and FMIs.
https://www.rba.gov.au/publications/submissions/financial-sector/financial-system-inquiry-2014-03/developments-and-innovation.html
Organisation of Prudential Supervision | Submission to the Financial System Inquiry – 6 September 1996 | Financial Sector | Submissions
6 Sep 1996
Submissions
A central bank, by necessity, has a wider set of objectives and responsibilities and is less likely to narrow its focus in this way. ... At the same time, it could be socially undesirable to lessen the present oversight of superannuation.
https://www.rba.gov.au/publications/submissions/financial-sector/financial-system-inquiry-1996/organisation-of-prudential-supervision.html
Policy Responses | Hedge Funds, Financial Stability and Market Integrity – March 1999-Public | Financial Sector | Submissions
1 Mar 1999
Submissions
Registering all investors could create administrative difficulties, drive institutions offshore, and ultimately create moral hazard problems for the authorities if registration was equated with ‘government oversight’. ... One approach is for
https://www.rba.gov.au/publications/submissions/financial-sector/hedge-funds-financial-stability-and-market-integrity/public-policy-responses.html
Objectives and Types of Financial Regulation | Submission to the Financial System Inquiry – 6 September 1996 | Financial Sector |…
6 Sep 1996
Submissions
This quasi-prudential oversight reflects the compulsory aspect of superannuation, some lack of investor choice, taxation concessions and the long-term nature of investments. ... Whereas prudential supervisors and regulators of products, advice or markets
https://www.rba.gov.au/publications/submissions/financial-sector/financial-system-inquiry-1996/objectives-and-types-of-financial-regulation.html
Why Something Needs to be Done | Hedge Funds, Financial Stability and Market Integrity – March 1999 | Financial Sector | Submissions
1 Mar 1999
Submissions
These other institutions are, however, subject to some form of regulatory oversight. ... In contrast, hedge funds typically have a single-product business with the sole focus of maximising returns from trading in financial markets, and as such are
https://www.rba.gov.au/publications/submissions/financial-sector/hedge-funds-financial-stability-and-market-integrity/why-something-needs-to-be-done.html
Competition, Efficiency and Innovation in Banking | Submission to the Financial System Inquiry – March 2014 | Financial Sector | Submissions
1 Mar 2014
Submissions
Because the literature finds concentration to be an inaccurate measure of competition, the focus below is on the forces that have shaped the contestability of the markets – including with respect to ... And a focus on reducing high-cost, low-value
https://www.rba.gov.au/publications/submissions/financial-sector/financial-system-inquiry-2014-03/competition-efficiency-and-innovation.html
Assessment of Prudential Supervision Arrangements | Submission to the Financial System Inquiry – 6 September 1996 | Financial Sector |…
6 Sep 1996
Submissions
This will be an increasingly important player, both for harmonising supervisory requirements and in the oversight of financial conglomerates. ... It has been asserted that a blurring of distinctions between financial institutions and products effectively
https://www.rba.gov.au/publications/submissions/financial-sector/financial-system-inquiry-1996/assessment-prudential-supervision-arrangements.html