Search: ASIC
RBA Glossary definition for ASIC
ASIC – Australian Securities and Investments Commission. One of three Australian Government bodies (the others being the Australian Prudential Regulation Authority and the Reserve Bank of Australia) that regulates financial services. ASIC is the national regulator of Australia's companies. ASIC has responsibility for market protection and consumer integrity issues across the financial system.
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The Australian Financial System
6 Apr 2023
FSR
– April 2023
The Australian Financial System | Financial Stability Review – April 2023
https://www.rba.gov.au/publications/fsr/2023/apr/australian-financial-system.html
Domestic Regulatory Developments
8 Apr 2022
FSR
– April 2022
Australian Securities and Investments Commission (ASIC); the Australian Treasury; and the Reserve Bank of Australia. ... ASIC is monitoring developments and consulting with stakeholders to understand the implications for Australian firms.
https://www.rba.gov.au/publications/fsr/2022/apr/regulatory-developments.html
The Australian Financial System
8 Apr 2022
FSR
– April 2022
In November 2021, the Australian Securities and Investments Commission (ASIC) concluded an investigation into an outage affecting the Australian Securities Exchange (ASX) market in late 2020. ... ASIC and the Reserve Bank view outages of this nature with
https://www.rba.gov.au/publications/fsr/2022/apr/australian-financial-system.html
Domestic Regulatory Developments
8 Oct 2021
FSR
– October 2021
Financial Stability Review – October 20214. Domestic Regulatory Developments. Australia's key financial regulatory agencies – the Australian Prudential Regulation Authority (APRA), the Australian Securities and Investments Commission (ASIC), the
https://www.rba.gov.au/publications/fsr/2021/oct/regulatory-developments.html
Submission to Payments System Review – January 2021 | Responses and Options Paper
8 May 2024
Submissions
ASIC also administers the ePayments Code, which is currently a voluntary code of practice applying to consumer electronic payment transactions. ... making APRA and ASIC responsible for regulating and licensing individual SVF providers, with the Bank no
https://www.rba.gov.au/publications/submissions/payments-system/submission-to-payments-system-review-01-2021/index.html
Domestic Regulatory Developments
7 Oct 2022
FSR
– October 2022
the Australian Securities and Investments Commission (ASIC); the Australian Treasury; and the Reserve Bank of Australia. ... The CFR has discussed the repeated delays to the project, and ASIC and the Reserve Bank have welcomed an external review of the
https://www.rba.gov.au/publications/fsr/2022/oct/regulatory-developments.html
Submission to the Senate Select Committee on Financial Technology and Regulatory Technology – December 2019 | Payments System | Submissions
28 Dec 2019
Submissions
The Bank is an observer on the Digital Finance Advisory Panel, which advises ASIC on fintech- and regtech-related matters, and Bank staff have attended ASIC's regtech forums. ... Currently, three regulatory agencies – the Bank, APRA and ASIC – have
https://www.rba.gov.au/publications/submissions/payments-system/financial-and-regulatory-technology/index.html
5.5 Focus Topic: Operational Risk in a Digital World
6 Oct 2023
FSR
– October 2023
5.5 Focus Topic: Operational Risk in a Digital World | Financial Stability Review – October 2023
https://www.rba.gov.au/publications/fsr/2023/oct/focus-topic-operational-risk-in-a-digital-world.html
Box D: Cyber Risk
20 Oct 2018
FSR
– October 2018
Through their roles as supervisors of financial market infrastructures (FMIs), the Reserve Bank and the Australian Securities and Investments Commission (ASIC) have powers to ensure that FMIs have effective controls to ... More broadly, ASIC has been
https://www.rba.gov.au/publications/fsr/2018/oct/box-d.html
The Australian Financial System
8 Apr 2021
FSR
– April 2021
The Australian Securities and Investments Commission (ASIC) has commenced an investigation into whether ASX met its obligations under its Australian Market Licence, including whether it has sufficient financial, technological and human ... The Bank and
https://www.rba.gov.au/publications/fsr/2021/apr/australian-financial-system.html