Search: SEC
RBA Glossary definition for SEC
SEC – Securities and Exchange Commission
Search Results
Equity Risk
1 Dec 1994
RDP
9408
The SEC rules require that capital of 15 per cent be held against the gross position of the portfolio. ... The SEC approach does not attempt to separate risks into specific and general market risk.
https://www.rba.gov.au/publications/rdp/1994/9408/equity-risk.html
Abbreviations
14 Sep 2017
PSB Annual Report
– 2017
RTGS. Real-time gross settlement. SEC. Securities and Exchange Commission. SEPA. Single Euro Payments Area.
https://www.rba.gov.au/publications/annual-reports/psb/2017/abbreviations.html
Appendix A: Influences on Growth
1 Oct 1995
RDP
9507
school enrolment rate (SEC), average investment share of GDP (INV) and the average number of revolutions and coups per year (REVC). ... SEC is excluded, while for the LZ 1960–73 regression, LSEC is excluded.
https://www.rba.gov.au/publications/rdp/1995/9507/appendix-a.html
Abbreviations
17 Oct 2019
PSB Annual Report
– 2019
SEC. Securities and Exchange Commission (US). SEPA. Singer Euro Payments Area.
https://www.rba.gov.au/publications/annual-reports/psb/2019/abbreviations.html
International and Foreign Exchange Markets
10 Aug 2010
SMP
– August 2010
In response, the Securities and Exchange Commission (SEC) has suspended until January 2011 the requirement that publicly issued asset-backed bonds include ratings in the associated documentation. ... This penalty is the largest assessed by the SEC
https://www.rba.gov.au/publications/smp/2010/aug/intl-fx-mkts.html
References
31 Dec 2004
RDP
2004-02
US Securities and Exchange Commission (2003), ‘Report on the role and function of credit rating agencies in the operation of the securities markets’, available at
https://www.rba.gov.au/publications/rdp/2004/2004-02/references.html
References
27 Oct 2008
RDP
2008-06
SEC (U.S. Securities and Exchange Commission) (2008), ‘Proposed Rules for Nationally Recognized Statistical Rating Organizations’, June.
https://www.rba.gov.au/publications/rdp/2008/2008-06/references.html
See 1 more results from "RDP 2008-06"
Alternative Models of Financial System Development | Conference – 1996
9 Jul 1996
Conferences
No restrictions. No restrictions. No restrictions. General. SEC notification required for 5 per cent ownership. ... First, all entities acquiring 5 per cent or more of a company are required to file with the SEC, outlining the group's plans and revealing
https://www.rba.gov.au/publications/confs/1996/prowse.html
International and Foreign Exchange Markets
10 Nov 2010
SMP
– November 2010
In early October, the Commodity Futures Trading Commission (CFTC) and Securities and Exchange Commission (SEC) released their findings regarding the sharp intraday stock market decline on 6 May (the ‘flash crash’). ... Following these events,
https://www.rba.gov.au/publications/smp/2010/nov/intl-fx-mkts.html
Regulating the New Financial Markets | Conference – 1996
9 Jul 1996
Conferences
RBA Annual Conference – 1996 Regulating the New Financial Markets Richard Dale. 1. Introduction. Financial markets have been transformed over the past two decades by three key developments. Firstly, the dismantling of barriers to international
https://www.rba.gov.au/publications/confs/1996/dale.html