Search: SEC
RBA Glossary definition for SEC
SEC – Securities and Exchange Commission
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Abbreviations
14 Sep 2017
PSB Annual Report
– 2017
RTGS. Real-time gross settlement. SEC. Securities and Exchange Commission. SEPA. Single Euro Payments Area.
https://www.rba.gov.au/publications/annual-reports/psb/2017/abbreviations.html
Abbreviations
17 Oct 2019
PSB Annual Report
– 2019
SEC. Securities and Exchange Commission (US). SEPA. Singer Euro Payments Area.
https://www.rba.gov.au/publications/annual-reports/psb/2019/abbreviations.html
International and Foreign Exchange Markets
10 Aug 2010
SMP
– August 2010
In response, the Securities and Exchange Commission (SEC) has suspended until January 2011 the requirement that publicly issued asset-backed bonds include ratings in the associated documentation. ... This penalty is the largest assessed by the SEC
https://www.rba.gov.au/publications/smp/2010/aug/intl-fx-mkts.html
Alternative Models of Financial System Development | Conference – 1996
9 Jul 1996
Conferences
No restrictions. No restrictions. No restrictions. General. SEC notification required for 5 per cent ownership. ... First, all entities acquiring 5 per cent or more of a company are required to file with the SEC, outlining the group's plans and revealing
https://www.rba.gov.au/publications/confs/1996/prowse.html
International and Foreign Exchange Markets
10 Nov 2010
SMP
– November 2010
In early October, the Commodity Futures Trading Commission (CFTC) and Securities and Exchange Commission (SEC) released their findings regarding the sharp intraday stock market decline on 6 May (the ‘flash crash’). ... Following these events,
https://www.rba.gov.au/publications/smp/2010/nov/intl-fx-mkts.html
Regulating the New Financial Markets | Conference – 1996
9 Jul 1996
Conferences
RBA Annual Conference – 1996 Regulating the New Financial Markets Richard Dale. 1. Introduction. Financial markets have been transformed over the past two decades by three key developments. Firstly, the dismantling of barriers to international
https://www.rba.gov.au/publications/confs/1996/dale.html
Monetary Policy
9 Mar 2023
RBA Annual Report
– 1960
Holdings. Deposits. Advances. Liquid Assets. & Govt. Secs. Special,. S.R.D. A/cs.
https://www.rba.gov.au/publications/annual-reports/rba/1960/monetary-policy.html
Monetary Policy
9 Mar 2023
RBA Annual Report
– 1961
Advances. Liquid Assets. & Govt. Secs. Special,. S.R.D. A/cs. Percentage of Deposits.
https://www.rba.gov.au/publications/annual-reports/rba/1961/monetary-policy.html
The Global Financial Environment
10 Sep 2008
FSR
– September 2008
The US Securities and Exchange Commission (SEC) has also written to selected financial firms asking them to consider disclosing a list of items associated with off-balance-sheet entities. ... The US SEC is reforming its regulation of rating agencies by
https://www.rba.gov.au/publications/fsr/2008/sep/global-fin-env.html
Macroeconomic Policies and Growth | Conference – 1995
10 Jul 1995
Conferences
RBA Annual Conference – 1995 Macroeconomic Policies and Growth. Palle Andersen and David Gruen. Is there some action a government of Australia could take that would lead the Australian economy to grow like Korea's or Taiwan's? If so, what,
https://www.rba.gov.au/publications/confs/1995/andersen-gruen.html