Search: SEC
RBA Glossary definition for SEC
SEC – Securities and Exchange Commission
Search Results
Equity Risk
1 Dec 1994
RDP
9408
The SEC rules require that capital of 15 per cent be held against the gross position of the portfolio. ... The SEC approach does not attempt to separate risks into specific and general market risk.
https://www.rba.gov.au/publications/rdp/1994/9408/equity-risk.html
The Supervisory Treatment of Banks’ Market Risk
30 Nov 2009
RDP
PDF
76KB
THE SUPERVISORY TREATMENT OF BANKS' MARKET RISK. Stephanie Weston and Brian Gray. Research Discussion Paper9408. December 1994. Bank Supervision Department. Reserve Bank of Australia. The authors would like to thank colleagues for their input into
https://www.rba.gov.au/publications/rdp/1994/pdf/rdp9408.pdf
Appendix A: Influences on Growth
1 Oct 1995
RDP
9507
school enrolment rate (SEC), average investment share of GDP (INV) and the average number of revolutions and coups per year (REVC). ... SEC is excluded, while for the LZ 1960–73 regression, LSEC is excluded.
https://www.rba.gov.au/publications/rdp/1995/9507/appendix-a.html
Macroeconomic Policies and Growth
1 Dec 2009
RDP
PDF
183KB
MACROECONOMIC POLICIES AND GROWTH. Palle Andersen and David Gruen. Research Discussion Paper. 9507. October 1995. Economic Research Department. Reserve Bank of Australia. This paper was prepared for a conference on Productivity and Growth, held by
https://www.rba.gov.au/publications/rdp/1995/pdf/rdp9507.pdf
International and Foreign Exchange Markets
5 Aug 2010
SMP
– August 2010
PDF
560KB
https://www.rba.gov.au/publications/smp/2010/aug/pdf/intl-fx-mkts.pdf
International and Foreign Exchange Markets
10 Aug 2010
SMP
– August 2010
In response, the Securities and Exchange Commission (SEC) has suspended until January 2011 the requirement that publicly issued asset-backed bonds include ratings in the associated documentation. ... This penalty is the largest assessed by the SEC
https://www.rba.gov.au/publications/smp/2010/aug/intl-fx-mkts.html
Promoting Liquidity: Why and How?
2 Dec 2009
RDP
PDF
484KB
There have been several suggestions along these lines over the past year (see, for example, CGFS 2008b; IOSCO 2008; SEC 2008) and comments by the rating agencies (Fitch Ratings 2008;
https://www.rba.gov.au/publications/rdp/2008/pdf/rdp2008-06.pdf
The Term Funding Facility: Has It Encouraged Business Lending?
8 Dec 2022
RDP
PDF
2133KB
The Term Funding Facility: Has It Encouraged Business Lending? Sharon Lai, Kevin Lane and Laura Nunn. Research Discussion Paper. R DP 2022- 07. Figures in this publication were generated using Mathematica. ISSN 1448-5109 (Online). The Discussion
https://www.rba.gov.au/publications/rdp/2022/pdf/rdp2022-07.pdf
International and Foreign Exchange Markets
10 Nov 2010
SMP
– November 2010
In early October, the Commodity Futures Trading Commission (CFTC) and Securities and Exchange Commission (SEC) released their findings regarding the sharp intraday stock market decline on 6 May (the ‘flash crash’). ... Following these events,
https://www.rba.gov.au/publications/smp/2010/nov/intl-fx-mkts.html
References
31 Dec 2004
RDP
2004-02
US Securities and Exchange Commission (2003), ‘Report on the role and function of credit rating agencies in the operation of the securities markets’, available at
https://www.rba.gov.au/publications/rdp/2004/2004-02/references.html