Search: CFTC
RBA Glossary definition for CFTC
CFTC – Commodity Futures Trading Commission
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Assessment of Chicago Mercantile Exchange Inc. - March 2018
8 Mar 2018
PDF
326KB
CME’s recovery and wind-down plans have been developed in accordance with CFTC Regulations. ... CFTC Commodity Futures Trading Commission. IRS Interest rate swap. CME Chicago Mercantile Exchange Inc.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2018/pdf/cme-assessment-2018-03.pdf
March 2017 Assessment of Chicago Mercantile Exchange Inc.
29 Mar 2017
PDF
354KB
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2017/pdf/cme-assessment-2017-03.pdf
The Impact of Hedge Funds on Financial Markets
23 Feb 2001
Submissions
PDF
55KB
4 Sponsors of hedge funds that trade on organised futures exchanges and have US investors are usually requiredto register with the Commodity Futures Trading Commission (CFTC) as Commodity Pool Operators, and
https://www.rba.gov.au/publications/submissions/financial-sector/inquiry-international-financial-markets-effects-on-govt-policy/pdf/impact-hedge-funds-on-financial-markets-1999.pdf
Hedge Funds, Financial Stability and Market Integrity
14 May 2002
Submissions
PDF
86KB
Paper submitted to House of Representatives Standing Committee on Economics,Finance and Public Administration’s Inquiry into the International Financial MarketsEffects on Government Policy, June 1999. HEDGE FUNDS, FINANCIAL STABILITY AND MARKET
https://www.rba.gov.au/publications/submissions/financial-sector/hedge-funds-financial-stability-and-market-integrity/pdf/hedge-funds-financial-stability-and-market-integrity.pdf
The Reserve Bank of Australia's Consultation on New Financial Stability Standards
23 Oct 2012
PDF
2562KB
Submissions on New Financial Stability Standards
https://www.rba.gov.au/payments-and-infrastructure/submissions/new-financial-stability-standards/isda-18102012.pdf
Attachment 2: Assessment of Chicago Mercantile Exchange Inc. against the Financial Stability Standards for Central Counterparties
17 Nov 2014
PDF
1957KB
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/chicago-mercantile-exchange/2014/pdf/cme-assess-2014-09.pdf
Self-assessment of the Australian Securities and Investments Commission and Reserve Bank of Australia – Clearing and Settlement Facilities
24 Jul 2018
PDF
516KB
Self-assessment of the Australian Securities and Investments. Commission and Reserve Bank of Australia – Clearing and Settlement. Facilities. CPMI-IOSCO Responsibilities of Central Banks, Market Regulators and other Relevant Authorities for.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/principles/assessment-against-responsibilities/responsibilities-of-authorities/2018/pdf/2018-07-self-assessment-au-authorities-cs-facilities.pdf
Comment Letter
1 Sep 2011
PDF
77KB
rules created by the Commodity Futures Trading Commission (CFTC). Our CEO, Jiro Okochi, testified on behalf of.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/central-clearing-otc/pdf/reval.pdf
Oversight of Overseas Facilities
25 Nov 2008
PDF
58KB
Submissions on Oversight of Overseas Facilities
https://www.rba.gov.au/payments-and-infrastructure/submissions/oversight-submissions/pdf/ach-sfecc-21112008-2.pdf
Assessment of LCH Limited’s SwapClear Service
3 Dec 2018
PDF
3061KB
Assessment of LCH Limited’s SwapClear Service. December 2018. Contents. Executive Summary 1. 2. 8. 1. Regulatory Priorities. 2. Material Developments. Box A: Client Clearing in the SwapClear Service 13. Appendix A: Activity in SwapClear 16.
https://www.rba.gov.au/payments-and-infrastructure/financial-market-infrastructure/clearing-and-settlement-facilities/assessments/lch/2018/pdf/lch-assess-2018-12.pdf