Search: securities
RBA Glossary definition for securities
securities – A financial instrument which represents a claim over real assets or a future income stream. Such instruments are usually tradeable. Examples of securities include bonds, bills of exchange, promissory notes, certificates of deposit and shares.
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Introduction | Submission to the Productivity Commission Inquiry – September 2017 | Financial Sector | Submissions
6 Sep 2017
Submissions
of funding from deposits rather than wholesale debt securities. ... Significant efforts have been made by the government and the Australian Securities and Investments Commission (ASIC) to facilitate these providers.
https://www.rba.gov.au/publications/submissions/financial-sector/competition-in-the-financial-system/introduction.html
Present Regulatory Responsibilities | Submission to the Financial System Inquiry – 6 September 1996 | Financial Sector | Submissions
6 Sep 1996
Submissions
If securities are issued to retail investors, a prospectus and trust deed are required. ... The exchanges have detailed rules for the conduct of derivatives and securities trading.
https://www.rba.gov.au/publications/submissions/financial-sector/financial-system-inquiry-1996/present-regulatory-responsitilities.html
Submission to the Inquiry into Financial Related Crime – July 2014 | Financial Sector | Submissions
1 Jul 2014
Submissions
While this is still low by international standards, the trend has prompted the Reserve Bank to develop a new banknote series that will significantly improve the security of Australia's banknotes
https://www.rba.gov.au/publications/submissions/financial-sector/inquiry-into-financial-related-crime-2014-07/
Funding Mix and Cost | Submission to the Inquiry into Competition within the Australian Banking Sector – November 2010 | Financial Sector | …
30 Nov 2010
Submissions
The major and regional banks also issued a significant amount of new equity and hybrid securities during late 2008 and 2009 to further strengthen their balance sheets and support lending growth. ... This additional capital was expensive for the banks, as
https://www.rba.gov.au/publications/submissions/financial-sector/inquiry-competition-within-australian-banking-sector-2010/funding.html
Profitability | Submission to the Inquiry into Competition within the Australian Banking Sector – November 2010 | Financial Sector |…
30 Nov 2010
Submissions
This has been particularly evident in the profitability of banks in other countries, where large losses on loans and securities holdings have seen banks in the United States, United Kingdom and
https://www.rba.gov.au/publications/submissions/financial-sector/inquiry-competition-within-australian-banking-sector-2010/profitability.html
Evolution of the Banking System | Submission to the Inquiry into the Australian Banking Industry – January 1991 | Financial Sector |…
1 Jan 1991
Submissions
the Liquid Assets and Government Securities (LGS) Convention, under which a percentage of trading bank deposits was invested in cash or Commonwealth Government securities;. ... asset restrictions on savings banks, which were required to invest a
https://www.rba.gov.au/publications/submissions/financial-sector/inquiry-australian-banking-industry/evolution-of-the-banking-system.html
Other Developments | Submission to the Inquiry into the Post-Global Financial Crisis Banking Sector – May 2012 | Financial Sector |…
1 May 2012
Submissions
Under the new liquidity coverage ratio (LCR) requirement, the Basel standard prescribed that high-quality liquid assets will take the form of government securities. ... However, in Australia, the supply of government securities is limited. The committed
https://www.rba.gov.au/publications/submissions/financial-sector/inquiry-post-gfc-banking-sector-2012/other-developments.html
Policy Considerations | Submission to the Productivity Commission Inquiry on First Home Ownership – November 2003 | Housing and Housing…
1 Nov 2003
Submissions
In particular, while securities and other financial services advisors have significant obligations under the Corporations Law regarding disclosure and the suitability of advice, no such requirements apply in respect of real ... should be subject to
https://www.rba.gov.au/publications/submissions/housing-and-housing-finance/inquiry-productivity-commission-on-first-home/policy-considerations.html
Funding Bank Supervision | Submission to the Financial System Inquiry – 6 September 1996 | Financial Sector | Submissions
6 Sep 1996
Submissions
While the depositor protection provision in the Banking Act does not provide a guarantee of bank deposits, bank depositors have historically enjoyed a high level of security.
https://www.rba.gov.au/publications/submissions/financial-sector/financial-system-inquiry-1996/funding-bank-supervision.html
Appendix 3: The Capital Treatment of Financial Market Activities | Hedge Funds, Financial Stability and Market Integrity – March 1999 |…
1 Mar 1999
Submissions
Thus, no capital is required to be held against a repurchase agreement involving government securities issued by OECD countries.
https://www.rba.gov.au/publications/submissions/financial-sector/hedge-funds-financial-stability-and-market-integrity/appendix-3.html