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RBA Glossary definition for SEC

SEC – Securities and Exchange Commission

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Podcasts and Other Media | Publications

4 Dec 2023
A list of podcasts from the Reserve Bank of Australia
https://www.rba.gov.au/publications/podcast/

Glossary

22 Jan 2024
A glossary of terms used on the RBA website
https://www.rba.gov.au/glossary/

Equity Risk

1 Dec 1994 RDP 9408
Stephanie Weston and Brian Gray
The SEC rules require that capital of 15 per cent be held against the gross position of the portfolio. ... The SEC approach does not attempt to separate risks into specific and general market risk.
https://www.rba.gov.au/publications/rdp/1994/9408/equity-risk.html

The Impact of the Financial Crisis on IMF Finances

10 Sep 2010 Bulletin – September 2010
Anthony Brassil
Available at <http://www.imf.org/external/np/sec/pr/2010/pr10145.htm>. International Monetary and Financial Committee (2010), ‘Communiqué of the Twenty-first Meeting of the International Monetary and Financial ... Available at
https://www.rba.gov.au/publications/bulletin/2010/sep/9.html

Activity in Global Foreign Exchange Markets

10 Dec 2010 Bulletin – December 2010
Samual Nightingale, Crystal Ossolinski and Andrew Zurawski
This is a much lower share than in equity markets, where it is estimated that high-frequency trades account for more than one-half of turnover (CFTC and SEC 2010, p ... the Staffs of the CFTC and SEC to the Joint Advisory Committee on Emerging Regulatory
https://www.rba.gov.au/publications/bulletin/2010/dec/6.html

Abbreviations

14 Sep 2017 PSB Annual Report – 2017
RTGS. Real-time gross settlement. SEC. Securities and Exchange Commission. SEPA. Single Euro Payments Area.
https://www.rba.gov.au/publications/annual-reports/psb/2017/abbreviations.html

Appendix A: Influences on Growth

1 Oct 1995 RDP 9507
Palle Andersen and David Gruen
school enrolment rate (SEC), average investment share of GDP (INV) and the average number of revolutions and coups per year (REVC). ... SEC is excluded, while for the LZ 1960–73 regression, LSEC is excluded.
https://www.rba.gov.au/publications/rdp/1995/9507/appendix-a.html

Abbreviations

17 Oct 2019 PSB Annual Report – 2019
SEC. Securities and Exchange Commission (US). SEPA. Singer Euro Payments Area.
https://www.rba.gov.au/publications/annual-reports/psb/2019/abbreviations.html

Recent Developments in Asset Management – Central Counterparty Risk Controls and Incentives

18 Jun 2015 Bulletin – June 2015
Fiona Price and Carl Schwartz
The global asset management industry has grown rapidly following the global financial crisis. International standard-setting bodies and national regulators are working to better understand and, if necessary, address potential financial stability
https://www.rba.gov.au/publications/bulletin/2015/jun/8.html

References

31 Dec 2004 RDP 2004-02
Adam Creighton, Luke Gower and Anthony Richards
US Securities and Exchange Commission (2003), ‘Report on the role and function of credit rating agencies in the operation of the securities markets’, available at
https://www.rba.gov.au/publications/rdp/2004/2004-02/references.html