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RBA Glossary definition for SEC

SEC – Securities and Exchange Commission

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RBAFOI-181922 - Documents for Release

3 Jul 2019 PDF 404KB
Documents prepared since March 1 2019 detailing research or analysis of the Federal Government's proposed First Home Loan Deposit Scheme

RBAFOI-222329 - documents for release

15 Feb 2023 PDF 1166KB
Correspondence between RBA Governor and Treasurer between 1 October 2022 and 20 January 2022

Activity in Global Foreign Exchange Markets

10 Dec 2010 Bulletin – December 2010
Samual Nightingale, Crystal Ossolinski and Andrew Zurawski
This is a much lower share than in equity markets, where it is estimated that high-frequency trades account for more than one-half of turnover (CFTC and SEC 2010, p ... the Staffs of the CFTC and SEC to the Joint Advisory Committee on Emerging Regulatory

Recent Developments in Asset Management – Central Counterparty Risk Controls and Incentives

18 Jun 2015 Bulletin – June 2015
Fiona Price and Carl Schwartz
The global asset management industry has grown rapidly following the global financial crisis. International standard-setting bodies and national regulators are working to better understand and, if necessary, address potential financial stability

RBAFOI-222342 - documents for release

10 May 2023 PDF 1755KB
SEC=OFFICIAL]. Again, super interesting note  We should probably grab a coffee and chat at some point, but I thought I’d send through some thoughts and comments. ... SEC=OFFICIAL]. Like peer countries,

How the Private Sector Can Improve Public Transportation Infrastructure

27 Jul 2014 Conferences PDF 191KB
RBA Conference Volume 2014

Alternative Models of Financial System Development | Conference – 1996

9 Jul 1996 Conferences
Stephen Prowse
No restrictions. No restrictions. No restrictions. General. SEC notification required for 5 per cent ownership. ... First, all entities acquiring 5 per cent or more of a company are required to file with the SEC, outlining the group's plans and revealing


14 Sep 2017 PSB Annual Report – 2017
RTGS. Real-time gross settlement. SEC. Securities and Exchange Commission. SEPA. Single Euro Payments Area.

Regulating the New Financial Markets | Conference – 1996

9 Jul 1996 Conferences
Richard Dale
RBA Annual Conference – 1996 Regulating the New Financial Markets Richard Dale. 1. Introduction. Financial markets have been transformed over the past two decades by three key developments. Firstly, the dismantling of barriers to international

RBAFOI-222352 - document for release

25 May 2023 PDF 147KB
All staff email advising of release of the review into the Reserve Bank of Australia