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RBA Glossary definition for SEC

SEC – Securities and Exchange Commission

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How the Private Sector Can Improve Public Transportation Infrastructure

27 Jul 2014 Conferences PDF 191KB
RBA Conference Volume 2014
https://www.rba.gov.au/publications/confs/2014/pdf/winston.pdf

Activity in Global Foreign Exchange Markets

10 Dec 2010 Bulletin – December 2010
Samual Nightingale, Crystal Ossolinski and Andrew Zurawski
This is a much lower share than in equity markets, where it is estimated that high-frequency trades account for more than one-half of turnover (CFTC and SEC 2010, p ... the Staffs of the CFTC and SEC to the Joint Advisory Committee on Emerging Regulatory
https://www.rba.gov.au/publications/bulletin/2010/dec/6.html

Recent Developments in Asset Management – Central Counterparty Risk Controls and Incentives

18 Jun 2015 Bulletin – June 2015
Fiona Price and Carl Schwartz
The global asset management industry has grown rapidly following the global financial crisis. International standard-setting bodies and national regulators are working to better understand and, if necessary, address potential financial stability
https://www.rba.gov.au/publications/bulletin/2015/jun/8.html

The Impact of the Financial Crisis on IMF Finances

10 Sep 2010 Bulletin – September 2010
Anthony Brassil
Available at <http://www.imf.org/external/np/sec/pr/2010/pr10145.htm>. International Monetary and Financial Committee (2010), ‘Communiqué of the Twenty-first Meeting of the International Monetary and Financial ... Available at
https://www.rba.gov.au/publications/bulletin/2010/sep/9.html

Appendix A: Influences on Growth

1 Oct 1995 RDP 9507
Palle Andersen and David Gruen
school enrolment rate (SEC), average investment share of GDP (INV) and the average number of revolutions and coups per year (REVC). ... SEC is excluded, while for the LZ 1960–73 regression, LSEC is excluded.
https://www.rba.gov.au/publications/rdp/1995/9507/appendix-a.html

Securitisation and the Commercial Property Cycle

10 Dec 2012 Conferences PDF 1300KB
RBA Conference Volume 2012
https://www.rba.gov.au/publications/confs/2012/pdf/packer-riddiough.pdf

Equity Risk

1 Dec 1994 RDP 9408
Stephanie Weston and Brian Gray
The SEC rules require that capital of 15 per cent be held against the gross position of the portfolio. ... The SEC approach does not attempt to separate risks into specific and general market risk.
https://www.rba.gov.au/publications/rdp/1994/9408/equity-risk.html

Alternative Models of Financial System Development | Conference – 1996

9 Jul 1996 Conferences
Stephen Prowse
No restrictions. No restrictions. No restrictions. General. SEC notification required for 5 per cent ownership. ... First, all entities acquiring 5 per cent or more of a company are required to file with the SEC, outlining the group's plans and revealing
https://www.rba.gov.au/publications/confs/1996/prowse.html

The Supervisory Treatment of Banks’ Market Risk

30 Nov 2009 RDP PDF 76KB
THE SUPERVISORY TREATMENT OF BANKS' MARKET RISK. Stephanie Weston and Brian Gray. Research Discussion Paper9408. December 1994. Bank Supervision Department. Reserve Bank of Australia. The authors would like to thank colleagues for their input into
https://www.rba.gov.au/publications/rdp/1994/pdf/rdp9408.pdf

International and Foreign Exchange Markets

10 Aug 2010 SMP – August 2010
In response, the Securities and Exchange Commission (SEC) has suspended until January 2011 the requirement that publicly issued asset-backed bonds include ratings in the associated documentation. ... This penalty is the largest assessed by the SEC
https://www.rba.gov.au/publications/smp/2010/aug/intl-fx-mkts.html