Search: ASIC

Sort by: Relevance Date
1–10 of 14 search results for ASIC

RBA Glossary definition for ASIC

ASIC – Australian Securities and Investments Commission. One of three Australian Government bodies (the others being the Australian Prudential Regulation Authority and the Reserve Bank of Australia) that regulates financial services. ASIC is the national regulator of Australia's companies. ASIC has responsibility for market protection and consumer integrity issues across the financial system.

Search Results

Annex | Central Clearing of OTC Derivatives in Australia June 2011 | Consultations

7 Jun 2011 Consultations
where ASIC considers that the overseas financial service provider is subject to equivalent regulation in its home jurisdiction. ... In the first instance, ASIC has responsibility for considering an application for a market licence, and is also
https://www.rba.gov.au/publications/consultations/201106-otc-derivatives/annex.html

Background | Central Clearing of OTC Derivatives in Australia June 2011 | Consultations

7 Jun 2011 Consultations
The Australian Council of Financial Regulators – comprising senior representatives of the Australian Prudential Regulation Authority (APRA), the Australian Securities and Investments Commission (ASIC), the Reserve Bank of Australia and the
https://www.rba.gov.au/publications/consultations/201106-otc-derivatives/background.html

References | Central Clearing of OTC Derivatives in Australia June 2011 | Consultations

7 Jun 2011 Consultations
Download the complete document 1.37. MB. APRA (Australian Prudential Regulation Authority), ASIC (Australian Securities and Investments Commission) and RBA (Reserve Bank of Australia) (2009), ‘Survey of the OTC Derivatives Market ... ASIC and RBA (2009)
https://www.rba.gov.au/publications/consultations/201106-otc-derivatives/references.html

Central Clearing of Over-the-counter (OTC) Derivatives in Australia - June 2011

15 Jul 2011 Consultations PDF 875KB
A discussion paper issued by the Council of Financial Regulators
https://www.rba.gov.au/publications/consultations/201106-otc-derivatives/pdf/201106-otc-derivatives.pdf

Increasing the Threshold for the Application of the Financial Stability Standards for Securities Settlement Facilities

23 Nov 2023 Consultations PDF 511KB
ASIC’s Regulatory Guide 211incorporates the Principles that are relevant to ASIC’s regulatory remit.6. ... other. 6 See ASIC (2012), ‘Clearing and Settlement Facilities: Australian and Overseas Operators’, Regulatory Guide 211,.
https://www.rba.gov.au/publications/consultations/2023-11-increasing-the-fss-threshold-for-sffs/pdf/2023-11-increasing-the-fss-threshold-for-sffs.pdf

Consultation | A Variation to the Surcharging Standards: A Consultation Document December 2011 | Consultations

10 Dec 2011 Consultations
the Australian Competition and Consumer Commission (ACCC) or the Australian Securities and Investment Commission (ASIC). ... Other parties interpreted the issues raised in the Consultation Document as relating to consumer protection and therefore
https://www.rba.gov.au/publications/consultations/201112-variation-surcharging-standards/consultation.html

Review of Card Surcharging: A Consultation Document - June 2011

31 Jan 2012 Consultations PDF 596KB
Payments System Board Consultation on Card Surcharging
https://www.rba.gov.au/publications/consultations/201106-review-card-surcharging/pdf/201106-review-card-surcharging.pdf

Policy Options and Discussion | Review of Card Surcharging: A Consultation Document June 2011 | Consultations

7 Jun 2011 Consultations
http://www.asic.gov.au/asic/pdflib.nsf/LookupByFileName/news_for_business.pdf/$file/news_for_business.pdf>. The materials on this webpage are subject to copyright and their use is
https://www.rba.gov.au/publications/consultations/201106-review-card-surcharging/policy-options-discussion.html

Increasing the Threshold for the Application of the Financial Stability Standards for Securities Settlement Facilities: Conclusions Paper

15 Apr 2024 Consultations PDF 506KB
ASIC and the RBA have separate, but complementary, responsibilities for the licensing and supervision of CS facilities under Part 7.3 of the Act. ... 6 ASIC (Australian Securities and Investments Commission) (2012), ‘Clearing and Settlement Facilities:
https://www.rba.gov.au/publications/consultations/2023-11-increasing-the-fss-threshold-for-sffs/pdf/2023-11-increasing-the-fss-threshold-for-sffs-conclusions-paper.pdf

Central Clearing of Repos in Australia: Conclusions

28 Oct 2015 Consultations PDF 306KB
the Bank would be a joint supervisor (along with ASIC) of any potential CCP. ... ASIC provides regulatory guidance to regulated entities to explain specific issues already covered by legislation.
https://www.rba.gov.au/publications/consultations/201503-central-clearing-of-repos-in-australia/conclusions/pdf/central-clearing-of-repos-in-australia-conclusions-2015-10.pdf